Regulation

333 whitepapers and resources

Regulation

2018 - A regulatory reflection

2018 has seen many regulatory changes that have affected us all. We look back at the regulations that have been implemented and those coming up in 2019. Topics covered: Brexit; GDPR; IDD; SMCR; renewal transparency; succession planning; credit worthiness and affordability.

SMCR - how prepared are you?

The Senior Managers and Certification Regime will affect all firms in some way, no matter what sector or size. As we are now over half way through 2018 and the SMCR regime begins next year, this article highlights what brokers need to be doing now to prepare.